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Form 8-K · Current Report · Filed 2024-07-29

Asset Entities Regains Nasdaq Compliance

Asset Entities Inc. announced on July 29, 2024, that it has regained compliance with Nasdaq's minimum bid price requirement and stockholders' equity rule. This follows a one-for-five reverse stock split on July 1, 2024, which helped raise the minimum bid price of its Class B Common Stock above $1.00 per share. Nasdaq confirmed compliance in a letter on July 24, 2024.

Filer
Strive, Inc. Class A Common Stock ASST · NASDAQ
Filed
Accession
0001013762-24-001807
CIK
0001920406
Signal
High impactFinancial Services

Items reported

Item 7.01

Regulation FD Disclosure

Regulation FD Disclosure
Item 8.01

Other Events

Regulatory Approval Regulatory Investigation
Item 9.01

Financial Statements and Exhibits

Exhibits Furnished

Market reaction

Close before filing

$29.20

Next session

-4.1%

Since filing

-0.5%

Latest close

$29.04

What happened, not what will happen — closing prices around the filing date.

Precedent

Previous filings from ASST reporting the same item, with the next session's move:

Asset Entities Inc. Announces 1-for-5 Reverse Stock Split to Regain Nasdaq Compliance-12.5%
Asset Entities Inc. Completes Acquisition of TommyBoyTV, LLC Assets+1.1%
Asset Entities Inc. Announces Amendments to Securities Purchase Agreement and Preferred Stock Designation-5.0%
Asset Entities Inc. Announces Securities Purchase Agreement and Designation of Series A Convertible Preferred Stock+19.1%
Asset Entities Inc. Announces Board Changes-4.2%

Exhibits (1)

About Strive, Inc. Class A Common Stock

Strive, Inc. Class A Common Stock represents the publicly traded common equity of Strive, Inc., a financial services company focused on asset management and investment advisory services. Strive primarily serves investment vehicles through portfolio management and research-driven investment processes, with a business model centered on managing exchange-traded funds and related institutional investment solutions. The company’s operations are organized around asset management activities and corporate treasury functions, making the stock relevant to investors tracking both traditional fund management and digitally oriented balance-sheet strategies. Strive, Inc. is headquartered in Dallas, Texas, and its Class A common stock is used to reflect the market’s view of the company’s current business mix, client base, and role in the investment management sector.

Exchange NASDAQ Industry Asset Management Company website ↗

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