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Form 8-K · Current Report · Filed 2024-06-28

Asset Entities Inc. Announces 1-for-5 Reverse Stock Split to Regain Nasdaq Compliance

On June 27, 2024, Asset Entities Inc. announced a 1-for-5 reverse stock split to comply with Nasdaq's minimum bid price requirement. The reverse stock split will become effective on July 1, 2024, and the company's Class B Common Stock will begin trading on a split-adjusted basis on July 2, 2024, under the existing trading symbol 'ASST'. The split does not require stockholder approval and will reduce the number of authorized shares from 200,000,000 to 40,000,000. A press release was issued on June 28, 2024.

Filer
Strive, Inc. Class A Common Stock ASST · NASDAQ
Filed
Accession
0001213900-24-056845
CIK
0001920406
Signal
High impactFinancial Services

Items reported

Item 3.03

Material Modification to Rights of Security Holders

Material Modification of Rights of Security Holders
Item 5.03

Amendments to Articles of Incorporation or Bylaws

No viable tag
Item 7.01

Regulation FD Disclosure

Regulation FD Disclosure
Item 9.01

Financial Statements and Exhibits

No viable tag

Market reaction

Close before filing

$36.80

Next session

-12.5%

Since filing

-21.1%

Latest close

$29.04

What happened, not what will happen — closing prices around the filing date.

Precedent

Previous filings from ASST reporting the same item, with the next session's move:

Asset Entities Inc. Completes Acquisition of TommyBoyTV, LLC Assets+1.1%
Asset Entities Inc. Announces Amendments to Securities Purchase Agreement and Preferred Stock Designation-5.0%
Asset Entities Inc. Announces Securities Purchase Agreement and Designation of Series A Convertible Preferred Stock+19.1%
Asset Entities Inc. Announces Board Changes-4.2%
Asset Entities Inc. Extends Securities Purchase Agreement with Triton Funds LP and Faces Nasdaq Delisting-26.9%

Exhibits (2)

About Strive, Inc. Class A Common Stock

Strive, Inc. Class A Common Stock represents the publicly traded common equity of Strive, Inc., a financial services company focused on asset management and investment advisory services. Strive primarily serves investment vehicles through portfolio management and research-driven investment processes, with a business model centered on managing exchange-traded funds and related institutional investment solutions. The company’s operations are organized around asset management activities and corporate treasury functions, making the stock relevant to investors tracking both traditional fund management and digitally oriented balance-sheet strategies. Strive, Inc. is headquartered in Dallas, Texas, and its Class A common stock is used to reflect the market’s view of the company’s current business mix, client base, and role in the investment management sector.

Exchange NASDAQ Industry Asset Management Company website ↗

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