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Form 8-K · Current Report · Filed 2025-03-20

Asset Entities Inc. Waives Restrictions on ATM Offering

On March 20, 2025, Asset Entities Inc. entered into an Amended and Restated Waiver and Consent with Ionic Ventures, LLC, which waives any prohibition, restriction, or adverse adjustment that would otherwise apply to any action of the Company relating to an at-the-market offering (ATM) under a sales agreement with A.G.P./Alliance Global Partners. This waiver allows the Company to proceed with the ATM offering and related activities without any hindrance from Ionic Ventures, LLC.

Filer
Strive, Inc. Class A Common Stock ASST · NASDAQ
Filed
Accession
0001213900-25-025600
CIK
0001920406
Signal
Medium impactFinancial Services

Items reported

Item 1.01

Entry into a Material Definitive Agreement

Financial Instrument Agreement
Item 9.01

Financial Statements and Exhibits

Exhibits Furnished

Market reaction

Close before filing

$10.32

Next session

-2.9%

Since filing

+181.4%

Latest close

$29.04

What happened, not what will happen — closing prices around the filing date.

Precedent

Previous filings from ASST reporting the same item, with the next session's move:

Asset Entities Regains Compliance with Nasdaq Rule+1.7%
Asset Entities Inc. Modifies Rights of Series A Convertible Preferred Stock+17.8%
Nasdaq Grants Asset Entities Inc. Extension to Regain Compliance-6.9%
Asset Entities Inc. Enters into Sales Agreement with A.G.P./Alliance Global Partners-12.9%
Asset Entities Inc. Waives Certain Rights with Boustead Securities, LLC-7.8%

Exhibits (1)

About Strive, Inc. Class A Common Stock

Strive, Inc. Class A Common Stock represents the publicly traded common equity of Strive, Inc., a financial services company focused on asset management and investment advisory services. Strive primarily serves investment vehicles through portfolio management and research-driven investment processes, with a business model centered on managing exchange-traded funds and related institutional investment solutions. The company’s operations are organized around asset management activities and corporate treasury functions, making the stock relevant to investors tracking both traditional fund management and digitally oriented balance-sheet strategies. Strive, Inc. is headquartered in Dallas, Texas, and its Class A common stock is used to reflect the market’s view of the company’s current business mix, client base, and role in the investment management sector.

Exchange NASDAQ Industry Asset Management Company website ↗

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