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Form 8-K · Current Report · Filed 2025-10-06

Strive Appoints Ben Werkman as Chief Investment Officer

On October 5, 2025, Ben Werkman resigned from the Board of Directors of Strive, Inc.

Filer
Strive, Inc. Class A Common Stock ASST · NASDAQ
Filed
Accession
0001213900-25-096276
CIK
0001920406
Signal
High impactFinancial Services

Details

to join the company as Chief Investment Officer, effective the same day. In his new role, Mr. Werkman will focus on advancing the company's Bitcoin strategy. The board appointed new members to fill the vacancies and reduced the total number of directors to ten. A press release detailing Mr. Werkman's role and expertise is attached as Exhibit 99.1.

Items reported

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers

CEO Resignation New CEO Appointed
Item 9.01

Financial Statements and Exhibits

Exhibits Furnished

Market reaction

Close before filing

$52.00

Next session

-19.2%

Since filing

-44.2%

Latest close

$29.04

What happened, not what will happen — closing prices around the filing date.

Precedent

Previous filings from ASST reporting the same item, with the next session's move:

Pending Merger Between Strive, Inc. and Semler Scientific, Inc.-26.6%
Strive, Inc. Announces Agreement to Merge with Semler Scientific, Inc.-22.1%
Strive, Inc. Announces Merger with Semler Scientific, Inc.-22.1%
Strive, Inc. Announces Key Changes Following Merger-47.2%
Strive, Inc. Completes Merger with Strive Enterprises, Inc. and Announces Significant Equity Financing-30.2%

About Strive, Inc. Class A Common Stock

Strive, Inc. Class A Common Stock represents the publicly traded common equity of Strive, Inc., a financial services company focused on asset management and investment advisory services. Strive primarily serves investment vehicles through portfolio management and research-driven investment processes, with a business model centered on managing exchange-traded funds and related institutional investment solutions. The company’s operations are organized around asset management activities and corporate treasury functions, making the stock relevant to investors tracking both traditional fund management and digitally oriented balance-sheet strategies. Strive, Inc. is headquartered in Dallas, Texas, and its Class A common stock is used to reflect the market’s view of the company’s current business mix, client base, and role in the investment management sector.

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