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Form 8-K · Current Report · Filed 2024-03-11

Capital One Files Automatic Shelf Registration and Dividend Reinvestment Plan Supplement

On March 11, 2024, Capital One Financial Corporation filed an automatic shelf registration statement on Form S-3 with the SEC, which became effective upon filing.

Filer
Capital One Financial Corporation COF · NYSE
Filed
Accession
0001193125-24-064949
CIK
0000927628
Signal
High impactFinancial Services

Details

The Company also filed a supplement to the prospectus related to its Dividend Reinvestment and Stock Purchase Plan. An opinion from Davis Polk & Wardwell LLP is incorporated by reference into the Registration Statement.

Items reported

Item 8.01

Other Events

Regulatory Investigation
Item 9.01

Financial Statements and Exhibits

Exhibits Furnished

Market reaction

Close before filing

$137.23

Next session

+2.2%

Since filing

+52.3%

Latest close

$209.01

What happened, not what will happen — closing prices around the filing date.

Precedent

Previous filings from COF reporting the same item, with the next session's move:

Exhibits (1)

About Capital One Financial Corporation

Capital One Financial Corporation is a prominent American financial services company known for its specialization in credit card, auto loan, banking, and savings accounts. Headquartered in McLean, Virginia, it stands as one of the largest banks in the United States and is a crucial player in the retail and commercial banking space. Capital One's primary function is to provide comprehensive financial solutions to both consumers and businesses, leveraging technology and analytics to enhance customer experience and operational efficiency. It has a significant presence in the credit card markets, often recognized for imaginative and innovative reward programs. The company impacts various sectors, including personal finance, small business, and automotive finance, positioning itself strategically across competitive loan markets. Capital One also maintains a robust digital platform, reflecting its commitment to harnessing technological advancements and simplifying banking processes for users. By offering a diverse range of products and services, Capital One Financial Corporation plays a pivotal role in shaping the financial behavior of millions of customers while contributing to the broader banking industry's evolution.

Exchange NYSE Industry Credit Services Company website ↗

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