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Form 8-K · Current Report · Filed 2026-06-01

Lumentum Holdings Exchanges Common Stock for Convertible Senior Notes

On May 29, 2026, Lumentum Holdings Inc. announced the exchange of approximately 5.0 million shares of its common stock for $650.4 million principal amount of its 0.50% Convertible Senior Notes due 2028. This transaction, expected to close on or about June 4, 2026, will result in incremental dilution of approximately 0.8 million shares of common stock. The exchange is being conducted as a private placement and will not involve any cash proceeds for the company. Following the exchange, approximately $172.2 million in aggregate principal amount of Notes will remain outstanding with terms unchanged.

Filer
Lumentum Holdings Inc. LITE · NASDAQ
Filed
Accession
0001193125-26-249535
CIK
0001633978
Signal
High impactTechnology

Items reported

Item events

Reported Item

Securities Purchase Agreement Stock Split Divestiture Agreement

Market reaction

Close before filing

$854.96

Next session

+20.4%

Since filing

-16.5%

Latest close

$713.94

What happened, not what will happen — closing prices around the filing date.

Precedent

Previous filings from LITE reporting the same item, with the next session's move:

Insider tape

Within 45 days of this filing, LITE insiders reported 57 Form 4 transactions — net selling of $55.3M.

Full LITE insider history →

About Lumentum Holdings Inc.

Lumentum Holdings Inc. is a leading designer and manufacturer of optical and photonic products serving diverse sectors such as telecommunications, data communications, and industrial applications. The company's core offerings include cutting-edge components and modules like optical transceivers, amplifiers, and active components which facilitate the transmission of data over fiber optic networks. Additionally, Lumentum develops industrial lasers that are critical in material processing and precision manufacturing industries. Their advanced laser products are employed in various applications from semiconductor fabrication to automotive manufacturing. Established as a spin-off from JDS Uniphase Corporation in 2015, Lumentum has been instrumental in propelling the transition to high-speed data networks and supporting the backbone of modern communication infrastructures. Its innovations play a critical role in enhancing network efficiency, bandwidth, and overall optical performance, positioning the company as a vital player in the ongoing evolution of global telecommunications and industrial technologies.

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