Real-time SEC alerts Start Free โ†’
Profitelligence
LPL Financial Holdings Inc.
LPLA HIGH Impact

LPL Financial Holdings Inc.

LPL Financial Announces Leadership Changes

๐Ÿ“„ 8-K ๐Ÿข Financial Services

Summary

LPL Financial Holdings Inc. announced the appointment of Rich Steinmeier as Chief Executive Officer and Matthew Audette as President and Chief Financial Officer, effective immediately. These appointments follow the resignation of Dan Arnold from the Board. The press release also confirmed the Board's election of Rich Steinmeier as a member of the Board. Compensation details for both executives were also disclosed, with Rich Steinmeier receiving a target annual compensation of $12.0 million and Matthew Audette receiving $8.0 million.

Get alerts for LPLA

Be first to know when LPL Financial Holdings Inc. files with the SEC.

Set Up Alerts โ†’

Filing Categories

CEO Resignation New CEO Appointed President Resignation New President Appointed New CFO Appointed Regulation FD Disclosure Exhibits Furnished

Exhibits (1)

About LPL Financial Holdings Inc.

LPL Financial Holdings Inc. operates as a leading independent broker-dealer network in the United States. It provides an integrated platform of brokerage and investment advisory services to independent financial advisers, financial institutions, and registered investment advisors. The primary function of LPL is to facilitate access to a wide array of financial products such as mutual funds, fixed and variable annuities, equities, and fixed income securities, along with comprehensive financial planning tools. Notable for its expansive network, LPL collaborates with thousands of financial professionals, enabling them to offer personalized client services while benefiting from the company's robust technological and regulatory compliance support. Its operations significantly impact sectors such as wealth management and financial planning, addressing the needs of retail clients and institutional investors. Market-wise, LPL Financial Holdings Inc. plays a crucial role in democratizing financial advice access, especially with its model that empowers independent advisers. Headquartered in San Diego, California, LPL continues to thrive by emphasizing adviser independence and providing scalable solutions that help financial professionals grow their practices.

Exchange: NASDAQ Industry: Capital Markets Company Website โ†’

Official SEC Documents

LPLA
LPLA Research
8Ks, insider trades, financials, technicals
๐Ÿ””
SEC Alert Manager
Get alerts within 60 seconds of new filings