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Form 8-K · Current Report · Filed 2024-07-30

Morgan Stanley Issues Series Q Preferred Stock with Dividend Restrictions

Morgan Stanley issued 6.625% Non-Cumulative Preferred Stock, Series Q on July 29, 2024, which includes certain restrictions on dividends and distributions on junior stock if the Registrant fails to declare and pay full dividends on its Series Q Preferred Stock.

Filer
Morgan Stanley MS · NYSE
Filed
Accession
0000950103-24-011159
CIK
0000895421
Signal
High impactFinancial Services

Details

The Registrant also filed a Certificate of Designation to its Amended and Restated Certificate of Incorporation establishing the terms of the Series Q Preferred Stock.

Items reported

Item 3.03

Material Modification to Rights of Security Holders

Material Modification of Rights of Security Holders
Item 5.03

Amendments to Articles of Incorporation or Bylaws

Articles of Incorporation Amendment
Item 8.01

Other Events

No viable tag
Item 9.01

Financial Statements and Exhibits

No viable tag

Market reaction

Close before filing

$102.48

Next session

+0.7%

Since filing

+105.3%

Latest close

$210.42

What happened, not what will happen — closing prices around the filing date.

Precedent

Previous filings from MS reporting the same item, with the next session's move:

Exhibits (1)

About Morgan Stanley

Morgan Stanley is a multinational financial services company primarily recognized for its robust capabilities in investment banking, securities, wealth management, and investment management. As a leading player in the financial sector, it provides services to corporations, governments, institutions, and individuals worldwide. Morgan Stanley plays a pivotal role in structuring complex financial transactions and offers strategic advisory services on mergers and acquisitions, capital raising, and risk management. Moreover, its wealth management division provides tailored financial solutions and investment strategies for high-net-worth clients. This comprehensive approach, coupled with a strong global presence, enables Morgan Stanley to adapt to various economic environments, assisting clients in achieving their financial objectives. Founded in 1935 and headquartered in New York City, Morgan Stanley has established itself as a significant force shaping global financial strategies and capital markets.

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