Insider Profile · SEC Form 4 Activity · Trailing 90 Days
Merrill Lynch, Pierce, Fenner & Smith Inc.
Over the trailing 90 days, Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner at NEUBERGER MUNICIPAL FUND INC.) traded $185K of stock (net selling $5K) across 7 companies, per 16 SEC Form 4 transactions.
- Role
- 10% Owner
- Window
- Trailing 90 days · 16 transactions · CIK 728612
- Net activity
- −$5K ($90K bought · $95K sold)
By Company (Trailing 90 Days)
| Symbol | Company | Txns | Bought | Sold | Net |
|---|---|---|---|---|---|
| MUNEX | BlackRock Municipal Credit Alpha Portfolio, Inc. | 3 | $5K | $10K | −$5K |
| NBH | NEUBERGER MUNICIPAL FUND INC. | 3 | $33K | $32K | $477 |
| NAN | NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND | 2 | $34K | $34K | −$285 |
| NMCO | Nuveen Municipal Credit Opportunities Fund | 2 | $11K | $11K | $80 |
| PML | PIMCO MUNICIPAL INCOME FUND II | 2 | $5K | $5K | $16 |
| PMM | PUTNAM MANAGED MUNICIPAL INCOME TRUST | 2 | $3K | $3K | $2 |
| NMZ | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | 2 | $92 | $92 | $1 |
Transactions (16)
| Date | Symbol | Type | Shares | Value | Description |
|---|---|---|---|---|---|
| 2026-07-24 | NMZ | Buy | 9 | $92 | Open market or private purchase |
| 2026-07-24 | NMZ | Sell | 9 | $92 | Open market or private sale |
| 2026-07-17 | PMM | Buy | 437 | $3K | Open market or private purchase |
| 2026-07-16 | PMM | Sell | 437 | $3K | Open market or private sale |
| 2026-05-20 | PML | Buy | 680 | $5K | Open market or private purchase |
| 2026-05-20 | PML | Sell | 680 | $5K | Open market or private sale |
| 2026-05-20 | NBH | Sell | 2.0K | $20K | Open market or private sale |
| 2026-05-20 | NBH | Sell | 1.2K | $12K | Open market or private sale |
| 2026-05-20 | NBH | Buy | 3.2K | $33K | Open market or private purchase |
| 2026-05-19 | NAN | Sell | 3.0K | $34K | Open market or private sale |
| 2026-05-19 | NAN | Buy | 3.0K | $34K | Open market or private purchase |
| 2026-05-19 | NMCO | Sell | 1.0K | $11K | Open market or private sale |
| 2026-05-18 | NMCO | Buy | 1.0K | $11K | Open market or private purchase |
| 2026-05-15 | MUNEX | Buy | 407 | $5K | Open market or private purchase |
| 2026-05-14 | MUNEX | Sell | 407 | $5K | Open market or private sale |
| 2026-05-08 | MUNEX | Sell | 407 | $5K | Open market or private sale |
Activity shown covers the trailing 90 days of SEC Form 4 filings. "Buy" and "sell" follow the SEC acquired/disposed codes and include compensation events (grants, option exercises, tax withholding) unless noted. Historical fact, not investment advice.
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